Filing Details

Accession Number:
0001209191-12-050823
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-29 14:44:14
Reporting Period:
2012-10-25
Filing Date:
2012-10-29
Accepted Time:
2012-10-29 14:44:14
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49826 Illinois Tool Works Inc ITW General Industrial Machinery & Equipment (3560) 361258310
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1550096 R. John Hartnett Illinois Tool Works Inc.
3600 West Lake Ave.
Glenview IL 60026
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-25 9,500 $35.12 12,257 No 4 M Direct
Common Stock Disposition 2012-10-25 9,500 $60.42 2,757 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2012-10-25 9,500 $0.00 9,500 $35.12
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,507 2010-02-13 2019-02-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $47.13 2005-12-10 2014-12-10 6,000 6,000 Direct
Common Stock Employee Stock Option $42.08 2007-02-01 2016-02-01 6,000 6,000 Direct
Common Stock Employee Stock Optioin $51.60 2008-02-09 2017-02-09 8,000 8,000 Direct
Common Stock Employee Stock Option $48.51 2009-02-08 2018-02-08 15,000 15,000 Direct
Common Stock Employee Stock Option $43.64 2011-02-12 2020-02-12 13,889 13,889 Direct
Common Stock Employee Stock Option $55.81 2012-02-11 2021-02-11 11,750 11,750 Direct
Common Stock Employee Stock Option $55.71 2013-02-10 2022-02-10 13,066 13,066 Direct
Common Stock Restricted Stock Unit (granted 02/10/2012) $0.00 1,526 1,526 Direct
Common Stock Restricted Stock Unit (granted 02/11/2011) $0.00 1,559 1,559 Direct
Common Stock Restricted Stock Unit (granted 02/10/2012) $0.00 1,616 1,616 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2014-12-10 6,000 6,000 Direct
2016-02-01 6,000 6,000 Direct
2017-02-09 8,000 8,000 Direct
2018-02-08 15,000 15,000 Direct
2020-02-12 13,889 13,889 Direct
2021-02-11 11,750 11,750 Direct
2022-02-10 13,066 13,066 Direct
1,526 1,526 Direct
1,559 1,559 Direct
1,616 1,616 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $60.28 to $60.60. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, Illinois Tool Works Inc. or a shareholder of Illinois Tool Works Inc. full information regarding the number of shares and prices at which the transaction was effected.
  2. Options vest in four (4) equal annual installments beginning one year from date of grant.
  3. Each restricted stock unit (RSU) represents a contingent right to receive one share of the Company's common stock.
  4. Each RSU vests 100% three years from the date of grant.