Filing Details

Accession Number:
0000769993-12-000576
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-19 18:20:54
Reporting Period:
2012-10-17
Filing Date:
2012-10-19
Accepted Time:
2012-10-19 18:20:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
886982 Goldman Sachs Group Inc GS Security Brokers, Dealers & Flotation Companies (6211) 134019460
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1428340 S Michael Sherwood C/O Goldman, Sachs &Amp; Co.
200 West Street
New York NY 10282
Vice Chairman No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-10-17 96,283 $78.87 228,614 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-10-17 74,259 $123.92 154,355 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-10-17 21,750 $124.64 132,605 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-10-17 274 $125.00 132,331 No 4 S Direct
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-10-18 18,928 $78.87 151,259 No 4 M Direct
Common Stock, Par Value $0.01 Per Share Disposition 2012-10-18 18,928 $125.04 132,331 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2012-10-17 96,283 $0.00 96,283 $78.87
Common Stock, Par Value $0.01 Per Share Nonqualified Stock Options (right to buy) Disposition 2012-10-18 18,928 $0.00 18,928 $78.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
31,727 2006-01-02 2012-11-30 No 4 M Direct
12,799 2006-01-02 2012-11-30 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share 135,164 Indirect See footnote
Common Stock, Par Value $0.01 Per Share 103,850 Indirect See footnote
Footnotes
  1. Reflects the exercise by the Reporting Person of Stock Options granted in November 2002 and scheduled to expire in November 2012. This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.
  2. Reflects a weighted average sale price of $123.9160 per share, at prices ranging from $123.33 to $124.31 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  3. Reflects a weighted average sale price of $124.6445 per share, at prices ranging from $124.33 to $124.85 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  4. Reflects a weighted average sale price of $125.0394 per share, at prices ranging from $125.00 to $125.18 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
  5. Held by spouse.
  6. Reported for informational purposes only. Held through a trust over which the Reporting Person has no investment control and the sole trustee of which is a third-party institution. In accordance with Rule 16a-8, the Reporting Person disclaims beneficial ownership of the shares held through this trust.