Filing Details

Accession Number:
0001225208-12-021378
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-16 15:41:34
Reporting Period:
2012-10-15
Filing Date:
2012-10-16
Accepted Time:
2012-10-16 15:41:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
19617 Jpmorgan Chase & Co JPM National Commercial Banks (6021) 132624428
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311487 Gordon Smith Jpmorgan Chase &Amp; Co.
270 Park Avenue
New York NY 10017-2070
Executive Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-15 80,000 $19.49 249,202 No 4 M Direct
Common Stock Disposition 2012-10-15 28,334 $42.33 220,868 No 4 S Direct
Common Stock Disposition 2012-10-15 56,608 $42.07 164,260 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2012-10-15 80,000 $0.00 80,000 $19.49
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
120,000 2019-01-20 No 4 M Direct
Footnotes
  1. Stock Appreciation Rights, which have a ten-year term, become exercisable in five equal annual installments beginning January 20, 2010. Shares resulting from exercise must be held at least 5 years from the grant date.