Filing Details

Accession Number:
0001209191-12-049166
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-11 18:50:37
Reporting Period:
2012-10-09
Filing Date:
2012-10-11
Accepted Time:
2012-10-11 18:50:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1366246 Glu Mobile Inc GLUU Services-Computer Programming Services (7371) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1392678 Hany Nada C/o Glu Mobile Inc.
45 Fremont Street, Suite 2800
San Francisco CA 94105
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-09 1,329,558 $3.24 3,761,198 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-10-09 26,442 $3.24 74,802 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-10-10 1,666,850 $2.91 5,428,048 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-10-10 33,150 $2.91 107,952 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-10-11 183,567 $3.00 5,611,615 No 4 P Indirect See footnote
Common Stock Acquisiton 2012-10-11 3,651 $3.00 111,603 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
No 4 P Indirect See footnote
Footnotes
  1. The purchases were effected pursuant to a trading plan designed to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 that Granite Global Ventures II L.P. ("Granite Global") and GGV II Entrepreneurs Fund L.P. ("GGV") entered into on February 28, 2012.
  2. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $3.14 to $3.25. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  3. Represents shares held by Granite Global. Mr. Nada is a managing director of the general partner of Granite Global, which has eight other individual managing directors, and shares voting and investment power with respect to the shares held by these entities with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
  4. Represents shares held by GGV. Mr. Nada is a managing director of the general partner of GGV, which has eight other individual managing directors, and shares voting and investment power with respect to the shares held by this entity with the other managing directors of the general partner. Mr. Nada disclaims beneficial ownership of these shares except to the extent of his individual pecuniary interest in this entity.
  5. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.725 to $3.14. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.
  6. Represents a weighted average price, as this transaction was executed in multiple trades at prices ranging from $2.915 to $3.16. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares purchased at each separate price.