Filing Details

Accession Number:
0001127602-12-028593
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-11 16:23:53
Reporting Period:
2012-10-11
Filing Date:
2012-10-11
Accepted Time:
2012-10-11 16:23:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1238577 Massimo Ferragamo C/O Ferragamo U.s.a.
New York NY 10022
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-11 4,624 $10.82 51,018 No 4 M Direct
Common Stock Disposition 2012-10-11 1,900 $71.34 49,118 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-10-11 4,624 $0.00 4,624 $10.82
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-11-12 2012-11-12 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $71.30 to $71.39. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction