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Filing Details

Accession Number:: 0001249155-12-000015
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-09 19:36:57
Reporting Period:: 2012-10-04

Filing Date:: 2012-10-09
Accepted Time:: 2012-10-09 18:36:57
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1477246	S&W Seed Co	SANW	Agricultural Production-Crops (100)	271275784

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1292351	W Robert Lishman	430 Cambridge Avenue, Suite 100 Palo Alto CA 94306		No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	Disposition	2012-10-04	6,500	$7.75	1,891,105	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	100	$7.76	1,891,005	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	600	$7.77	1,890,405	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	400	$7.78	1,890,005	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	100	$7.79	1,889,905	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Valu	Disposition	2012-10-04	100	$7.80	1,889,805	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	500	$7.81	1,889,305	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	125	$7.82	1,889,180	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	100	$7.84	1,889,080	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	763	$7.87	1,888,317	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-04	1,700	$7.89	1,886,617	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	300	$7.50	1,886,017	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	300	$7.51	1,886,017	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Valu	Disposition	2012-10-05	100	$7.52	1,885,917	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	100	$7.53	1,885,817	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	300	$7.60	1,885,517	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	300	$7.61	1,885,217	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Valu	Disposition	2012-10-05	2,306	$7.65	1,882,911	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Valu	Disposition	2012-10-05	5,870	$7.75	1,877,041	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	100	$7.76	1,876,941	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	300	$7.76	1,876,641	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	2,900	$7.77	1,873,741	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	200	$7.78	1,873,541	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	300	$7.80	1,873,241	No	4	S	Indirect	By Yellowjacket, LP
Common Stock, $0.01 Par Value	Disposition	2012-10-05	200	$7.82	1,873,041	No	4	S	Indirect	By Yellowjacket, LP

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP
No	4	S	Indirect	By Yellowjacket, LP

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock, $0.01 Par Value	322	Direct

Footnotes

The reporting person is the general partner of Yellowjacket, LP. As such, he is deemed to be the beneficial owner of the portfolio securities owned by the limited partnership. He disclaims beneficial ownership of the securities owned by the limited partnership except to the extent of his pecuniary interest, and the includion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.