Filing Details

Accession Number:
0001249155-12-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-09 18:01:13
Reporting Period:
2012-10-04
Filing Date:
2012-10-09
Accepted Time:
2012-10-09 18:01:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1477246 S&W Seed Co SANW Agricultural Production-Crops (100) 271275784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1488716 Yellowjacket, Lp 430 Cambridge Avenue, Suite 100
Palo Alto CA 94306
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Disposition 2012-10-04 6,500 $7.75 1,891,105 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 100 $7.76 1,891,105 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 600 $7.77 1,890,405 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 400 $7.78 1,890,005 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 100 $7.79 1,889,905 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 100 $7.80 1,889,805 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 500 $7.81 1,889,305 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 125 $7.82 1,889,180 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 100 $7.84 1,889,080 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 763 $7.87 1,888,317 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-04 1,700 $7.89 1,886,617 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 300 $7.50 1,886,317 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 300 $7.51 1,886,017 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 100 $7.52 1,885,917 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 100 $7.53 1,885,817 No 4 S Direct
Common Stock, $0.01 Par Valu Disposition 2012-10-05 300 $7.60 1,885,517 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 300 $7.61 1,885,217 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 2,306 $7.65 1,882,911 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 5,870 $7.75 1,877,041 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 100 $7.76 1,876,941 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 300 $7.76 1,876,641 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 2,900 $7.77 1,873,741 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 200 $7.78 1,873,541 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 300 $7.80 1,873,241 No 4 S Direct
Common Stock, $0.01 Par Value Disposition 2012-10-05 200 $7.82 1,873,041 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct