Filing Details
- Accession Number:
- 0001144204-12-055079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-10-05 21:42:51
- Reporting Period:
- 2012-10-03
- Filing Date:
- 2012-10-05
- Accepted Time:
- 2012-10-05 21:42:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1410428 | Vringo Inc | VRNG | Communications Services, Nec (4899) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1554700 | R. Alexander Berger | C/O Vringo, Inc. 780 Third Avenue, 15Th Floor New York NY 10017 | Coo And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2012-10-03 | 170,455 | $1.76 | 2,036,455 | No | 4 | X | Indirect | By ARB-A Investments Trust |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-03 | 170,455 | $4.00 | 1,866,000 | No | 4 | S | Indirect | By ARB-A Investments Trust |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-03 | 8,828 | $4.25 | 1,857,172 | No | 4 | S | Indirect | By ARB-A Investments Trust |
| Common Stock, $0.01 Par Value Per Share | Acquisiton | 2012-10-05 | 30,312 | $1.76 | 1,887,484 | No | 4 | X | Indirect | By ARB-A Investments Trust |
| Common Stock, $0.01 Par Value Per Share | Disposition | 2012-10-05 | 30,312 | $4.71 | 1,857,172 | No | 4 | S | Indirect | By ARB-A Investments Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | X | Indirect | By ARB-A Investments Trust |
| No | 4 | S | Indirect | By ARB-A Investments Trust |
| No | 4 | S | Indirect | By ARB-A Investments Trust |
| No | 4 | X | Indirect | By ARB-A Investments Trust |
| No | 4 | S | Indirect | By ARB-A Investments Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Series 1 Warrants | Disposition | 2012-10-03 | 170,455 | $1.76 | 170,455 | $1.76 |
| Common Stock | Series 1 Warrants | Disposition | 2012-10-05 | 30,312 | $1.76 | 30,312 | $1.76 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 233,429 | 2012-07-19 | 2017-07-19 | No | 4 | X | Indirect |
| 203,117 | 2012-07-19 | 2017-07-19 | No | 4 | X | Indirect |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock, $0.01 Par Value Per Share | 675,000 | Direct |
Footnotes
- These shares of common stock are represented by restricted stock units which vest over a four-year period, with 1/8 of the restricted stock units vesting on January 26, 2013 and 1/16 of the restricted stock units vesting ratably on a quarterly basis thereafter.
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