Filing Details

Accession Number:
0001209191-12-048436
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-04 18:06:56
Reporting Period:
2012-10-03
Filing Date:
2012-10-04
Accepted Time:
2012-10-04 18:06:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521955 J. Shawn Lindquist C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chief Legal Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-10-03 7,635 $0.65 9,805 No 4 M Direct
Common Stock Acquisiton 2012-10-03 2,084 $1.96 11,889 No 4 M Direct
Common Stock Acquisiton 2012-10-03 2,917 $19.00 14,806 No 4 M Direct
Common Stock Disposition 2012-10-03 10,365 $30.84 4,441 No 4 S Direct
Common Stock Disposition 2012-10-03 2,271 $31.49 2,170 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-03 4,719 $0.00 4,719 $0.65
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-03 2,916 $0.00 2,916 $0.65
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-03 2,084 $0.00 2,084 $1.96
Common Stock Employee Stock Option (right to buy) Disposition 2012-10-03 2,917 $0.00 2,917 $19.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
109,792 2020-02-11 No 4 M Direct
49,584 2020-03-01 No 4 M Direct
50,000 2020-09-11 No 4 M Direct
105,000 2021-09-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 5,000 Indirect by Bentbrook Holdings, LLC
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.39 per share to $31.38 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $31.39 per share to $31.82 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  4. Bentbrook Holdings, LLC is controlled by Mr. Lindquist's spouse. Mr. Lindquist disclaims beneficial ownership of the shares held by Bentbrook Holdings, LLC except as to his pecuniary interest therein.
  5. The option became exercisable as to 1/4th of the shares subject to the option on February 8, 2011, and 1/48th of the shares subject to the option vest on the 8th day of the month each month thereafter.
  6. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 12, 2010, subject to the Reporting Person being employed by the Issuer for a full year.
  7. The option becomes exercisable as to 1/48th of the shares subject to the option each month after September 13, 2011, subject to the Reporting Person being employed by the Issuer for a full year.