Filing Details

Accession Number:
0001179110-12-014870
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-03 17:57:34
Reporting Period:
2012-10-02
Filing Date:
2012-10-03
Accepted Time:
2012-10-03 17:57:34
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1235468 Liquidity Services Inc LQDT Services-Business Services, Nec (7389) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1352872 Edwin James Williams C/O Liquidity Services, Inc.
1920 L Street, N.w., 6Th Floor
Washington DC 20036
Vp, Gen. Counsel & Secretary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-10-02 4,530 $46.65 700 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option $7.48 2018-10-01 2,813 2,813 Direct
Common Stock Restricted Stock Grant $9.05 2019-10-01 1,945 1,945 Direct
Common Stock Employee Stock Option $9.05 2019-10-01 8,620 8,620 Direct
Common Stock Employee Stock Grant $15.47 2020-10-01 3,380 3,380 Direct
Common Stock Employee Stock Option $15.47 2020-10-01 6,035 6,035 Direct
Common Stock Employee Stock Grant $15.47 2020-10-01 3,277 3,277 Direct
Common Stock Employee Stock Grant $31.11 2021-10-01 2,689 2,689 Direct
Common Stock Employee Stock Option $31.11 2021-10-01 5,950 5,950 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-10-01 2,813 2,813 Direct
2019-10-01 1,945 1,945 Direct
2019-10-01 8,620 8,620 Direct
2020-10-01 3,380 3,380 Direct
2020-10-01 6,035 6,035 Direct
2020-10-01 3,277 3,277 Direct
2021-10-01 2,689 2,689 Direct
2021-10-01 5,950 5,950 Direct
Footnotes
  1. These options became fully vested on October 1, 2012.
  2. Twenty-five percent of this restricted stock grant vested on October 1, 2010 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  3. Twenty-five percent of this option grant vested on October 1, 2010 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  4. Twenty-five percent of this restricted stock grant vested on October 1, 2011 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  5. Twenty-five percent of this option grant vested on October 1, 2011 and thereafter 1/48th of the option grant will vest each month for thirty-six months.
  6. These restricted shares will vest, if at all, based on the Issuer's achievement of certain financial milestones.
  7. Twenty-five percent of this restricted stock grant vested on October 1, 2012 and thereafter 1/4th of the restricted stock grant will vest on October 1 of each year for three years.
  8. Twenty-five percent of this option grant vested on October 1, 2012 and thereafter 1/48th of the option grant will vest each month for thirty-six months.