Filing Details

Accession Number:
0001044321-12-000155
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-02 16:19:33
Reporting Period:
2012-09-28
Filing Date:
2012-10-02
Accepted Time:
2012-10-02 16:19:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867840 Precision Optics Corp Inc PEYE Electromedical & Electrotherapeutic Apparatus (3845) 042795294
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1044321 M David Greenhouse & W Austin Marxe C/O Special Situations Funds
527 Madison Avenue, Suite 2600
New York NY 10022
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-28 611,112 $0.90 931,113 No 4 P Indirect By Limited Partnerships
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Limited Partnerships
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2012-09-28 427,779 $0.00 427,779 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
427,779 2012-09-28 2017-09-28 No 4 P Indirect
Footnotes
  1. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), Special Situations Cayman Fund, L.P. (Cayman), Special Situations Private Equity Fund, L.P. (PE) and Special Situations Technology Fund II, L.P. (Tech II). 771,112 shares of Common Stock are held by QP, 1 shares of Common Stock are held by Cayman and 160,000 shares of Common Stock are held by PE. The interest of Marxe and Greenhouse in the shares of Common Stock owned by QP, Cayman and PE is limited to the extent of his pecuniary interest.
  2. The warrant may be exercised to the extent that the total number of shares of Common Stock then beneficially owned does not exceed 4.99% of the outstanding shares. The Holder may request an increase up to 9.99% of the outstanding shares, effective on the 61st day after notice is given to the Company.
  3. This is a joint filing by Austin W. Marxe (Marxe) and David M. Greenhouse (Greenhouse). They share voting and investment control over all securities owned by Special Situations Fund III QP, L.P. (QP), respectively. 427,779 Warrants are held by QP. The interest of Marxe and Greenhouse in the shares of Warrants owned by QP is limited to the extent of his pecuniary interest.