Filing Details

Accession Number:
0000717724-12-000050
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-02 12:26:40
Reporting Period:
2012-09-28
Filing Date:
2012-10-02
Accepted Time:
2012-10-02 12:26:40
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234435 Armand Correia C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Executive Vice President & Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2012-09-28 12,000 $7.50 12,226 No 4 M Direct
Common Disposition 2012-09-28 12,000 $21.39 226 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option to Buy Disposition 2012-09-28 12,000 $0.00 12,000 $7.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
82,500 2009-09-18 2018-09-18 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option To Buy $8.84 2010-09-24 2019-09-24 40,000 40,000 Direct
Common Option To Buy $11.70 2011-09-23 2020-09-23 50,000 50,000 Direct
Common Option To Buy $13.14 2012-09-21 2021-09-21 50,000 50,000 Direct
Common Restricted Stock Units $0.00 10,000 10,000 Direct
Common Option To Buy $20.79 2013-09-20 2022-09-20 25,000 25,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-09-24 40,000 40,000 Direct
2020-09-23 50,000 50,000 Direct
2021-09-21 50,000 50,000 Direct
10,000 10,000 Direct
2022-09-20 25,000 25,000 Direct
Footnotes
  1. Granted under the Company's 2001 Stock Incentive Plan
  2. Granted under the Company's 2010 Stock Incentive Plan.
  3. Exercisable in five equal annual installments with the first installment exercisable on the date indicated.
  4. Exercisable in four equal annual installments with the first installment exercisable on the date indicated.
  5. Each restricted stock unit ("RSU") represents a contingent right to receive one share of Ascena common stock under the 2014 LTIP.
  6. The number of RSU's to be received will be based upon the percentage achievement by Ascena of certain financial performance targets for Ascena's fiscal years 2013, 2014 and 2015.
  7. These shares of performance based stock were awarded under the Company's 2015 Long Term Incentive Plan (the "2015 LTIP").