Filing Details

Accession Number:
0001019687-12-003523
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-10-01 16:53:28
Reporting Period:
2012-09-28
Filing Date:
2012-10-01
Accepted Time:
2012-10-01 16:53:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
867840 Precision Optics Corp Inc PEYE Electromedical & Electrotherapeutic Apparatus (3845) 042795294
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
898388 E Richard Forkey Precision Optics Corporation, Inc.
22 East Broadway
Gardner MA 01440
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Acquisiton 2012-09-28 27,778 $0.90 212,993 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrants Acquisiton 2012-09-28 19,445 $0.90 19,445 $1.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
19,445 2012-09-28 2017-09-28 No 4 P Direct
Footnotes
  1. The 27,778 shares of common stock and warrants to purchase 19,445 shares of common stock were purchased in a private placement at a price of $0.90 per unit. Each unit consisted of one share of common stock and 70% warrant coverage.