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Home > Insider Trading > Filing (0001104659-12-066571)

Filing Details

Accession Number:: 0001104659-12-066571
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2012-10-01 09:15:23
Reporting Period:: 2012-09-28

Filing Date:: 2012-10-01
Accepted Time:: 2012-10-01 09:15:23
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
919013	Wave Systems Corp	WAVX	Computer Peripheral Equipment, Nec (3577)	133477246

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187893	K Steven Sprague	480 Pleasant St. Lee MA 01238	President/Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2012-09-28	57,403	$0.92	205,222	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	12,367	Indirect	See footnote

Footnotes

Represents a weighted average purchase price; the purchase prices ranged from $0.895 to $0.94. Upon request, the full purchase information regarding the number of shares purchased at each price increment will be provided to the Commission, the issuer or a security holder of the issuer.
12,367 shares of Class A Common Stock are indirectly owned and held in Mr. Sprague's family trust, of which he, his spouse and children are beneficiaries.