Filing Details

Accession Number:
0001140361-12-041944
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-28 17:31:17
Reporting Period:
2012-09-27
Filing Date:
2012-09-28
Accepted Time:
2012-09-28 17:31:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143155 Hampton Roads Bankshares Inc HMPR National Commercial Banks (6021) 542053718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1228649 Robert Goldstein C/O Capgen Capital Group Vi Lp
1185 Avenue Of The Americas Suite 2000
New York NY 10036
Yes No Yes No
1453863 Eugene Ludwig 1185 Avenue Of The Americas
Suite 2000
New York NY 10036
Yes No Yes No
1503086 Capgen Capital Group Vi Llc 1185 Avenue Of The Americas
Suite 2000
New York NY 10036
Yes No Yes No
1503087 Capgen Capital Group Vi Lp 1185 Avenue Of The Americas
Suite 2000
New York NY 10036
Yes No Yes Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-09-27 11,272,875 $0.70 51,024,981 No 4 P Indirect Held by CapGen Capital Group VI LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by CapGen Capital Group VI LP
Footnotes
  1. CapGen Capital Group VI LP ("CapGen LP") acquired the shares of common stock, par value $0.01 per share (the "Common Stock"), of Hampton Roads Bankshares, Inc. (the "Issuer") on September 27, 2012. CapGen Capital Group VI LLC ("CapGen LLC") is the sole general partner of CapGen LP. Mr. Eugene A. Ludwig is the managing member of CapGen LLC.
  2. As the sole general partner of CapGen LP, CapGen LLC may be deemed to be the indirect beneficial owner of the shares of Common Stock on this row under Rule 16a-1(a)(2) promulgated under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, CapGen LLC disclaims that it is the beneficial owner of such shares, except to the extent of its pecuniary interest.
  3. As the managing member of CapGen LLC, Mr. Ludwig may be deemed to be the indirect beneficial owner of the shares of Common Stock under Rule 16a-1(a)(2) promulgated under the Exchange Act. As a principal member and member of the investment committee of CapGen LLC, the general partner of CapGen LP, Mr. Goldstein may be deemed to be the indirect beneficial owner of such shares under Rule 16a-1(a)(2) promulgated under the Exchange Act. Pursuant to Rule 16a-1(a)(4) promulgated under the Exchange Act, each of Mr. Ludwig and Mr. Goldstein disclaims that he is the beneficial owner of such shares, except to the extent of his pecuniary interest.