Filing Details

Accession Number:
0001209191-12-046921
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-28 16:25:02
Reporting Period:
2012-09-27
Filing Date:
2012-09-28
Accepted Time:
2012-09-28 16:25:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1143155 Hampton Roads Bankshares Inc HMPR National Commercial Banks (6021) 542053718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1475444 Tc Group Cayman Investment Holdings, L.p. C/O Walker Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman KY1-9001
No No Yes No
1502381 Tcg Financial Services, L.p. C/O Walker Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman KY1-9001
No No Yes No
1502382 Carlyle Financial Services, Ltd. C/O Walker Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman KY1-9001
No No Yes No
1502383 Carlyle Financial Services Harbor, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1527166 L.p. Group Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548624 L.l.c. Management Group Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548629 L.l.c. Gp Ii Holdings Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548630 L.p. Ii Holdings Carlyle C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1548636 L.p. Sub Holdings Investment Cayman Group Tc C/O Walker Corporate Services Limited
Walker House, 87 Mary Street
George Town, Grand Cayman KY1-9001
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Per Share Acquisiton 2012-09-27 16,007,143 $0.70 42,398,583 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
Footnotes
  1. Carlyle Financial Services Harbor, L.P. is the record holder of the securities reported herein. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the sole member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the sole shareholder of Carlyle Financial Services, Ltd., which is the general partner of TCG Financial Services, L.P., which is the general partner of Carlyle Financial Services Harbor, L.P. By virtue of these relationships, each of the reporting persons may be deemed to share beneficial ownership of the securities reported herein.
  2. (Continued from Footnote 1) Each reporting person expressly disclaims beneficial ownership of any such securities except to the extent of its pecuniary interest therein.