Filing Details
- Accession Number:
- 0001161697-12-000740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-28 09:58:08
- Reporting Period:
- 2012-09-27
- Filing Date:
- 2012-09-28
- Accepted Time:
- 2012-09-28 08:58:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1074828 | Visualant Inc | VSUL | Measuring & Controlling Devices, Nec (3829) | 911948357 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1140319 | P Ronald Erickson | 500 Union Street Suite 420 Seattle WA 98101 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-27 | 10,000 | $0.15 | 1,857,106 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 500,000 | Indirect | . |
| Common Stock | 66,667 | Indirect | . |
| Common Stock | 1,000,000 | Indirect | . |
| Common Stock | 2,000,000 | Indirect | . |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | $0.15 | 2020-05-09 | 3,000,000 | 3,000,000 | Direct | |
| Common Stock | Option to Purchase Common Stock | $0.13 | 2022-06-08 | 1,000,000 | 4,000,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-09 | 3,000,000 | 3,000,000 | Direct |
| 2022-06-08 | 1,000,000 | 4,000,000 | Direct |
Footnotes
- Held by Dia Armenta
- Held by eCharge Corp
- Held by Juliz Limited Partnership- Family LP
- Held by J3E2A2Z Limited Partnership
- Option vests quarterly over 2 years commencing 05-10-2010
- Option vests quarterly over 1 year commencing 06-08-2012. Option grant is subject to an increase in the 2011 Stock Incentive Plan at the 2012 Annual Shareholder Meeting.
Billionaire Hedge Funds
