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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
351903	Epoch Holding Corp	EPHC	Investment Advice (6282)	201938886

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1335636	Adam Borak	Epoch Holding Corporation 640 Fifth Avenue New York NY 10019	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2012-09-25	2,300	$6.17	69,182	No	4	M	Direct
Common Stock	Disposition	2012-09-25	2,300	$23.41	66,882	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Options (Right to Buy)	Disposition	2012-09-25	2,300	$0.00	2,300	$6.17

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
38,938		2016-01-30	No	4	M	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $23.32 to $23.60. The price reported above reflects the weighted-average sale price. The reporting person hereby undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
The options vested in three equal installments on January 31, 2010, January 31, 2011 and January 31, 2012.