Filing Details
- Accession Number:
- 0001209191-12-046855
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-27 18:55:14
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-27
- Accepted Time:
- 2012-09-27 18:55:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1403568 | Ulta Salon Cosmetics & Fragrance Inc. | ULTA | Retail-Retail Stores, Nec (5990) | 363685240 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216436 | S Robert Guttman | 1000 Remington Blvd. Suite 120 Bolingbrook IL 60440 | Svp, General Counsel & Secr. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-09-25 | 6,100 | $98.87 | 17,926 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-26 | 6,233 | $96.62 | 11,693 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-27 | 3,495 | $18.00 | 15,188 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-27 | 3,495 | $96.54 | 11,693 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-27 | 5,000 | $13.44 | 16,693 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-27 | 5,000 | $97.00 | 11,693 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-27 | 3,495 | $0.00 | 3,495 | $18.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-27 | 5,000 | $0.00 | 5,000 | $13.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,555 | 2011-10-24 | 2017-10-24 | No | 4 | M | Direct |
| 15,000 | 2012-09-09 | 2018-09-09 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $98.70 to $99.28. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $96.45 to $97.00. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The price reported in Column 4 is a weighted average price. The actual sales prices for these transactions ranged from $96.50 to $96.60. The reporting person will provide the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range.
- The options, representing a right to purchase a total of 63,200 shares, vested 25% on each anniversary date of the 10/24/2007 grant date.
- The options, representing a right to purchase a total of 20,000 shares, vested 25% on each anniversary date of the 09/09/2008 grant date.
Billionaire Hedge Funds
