Filing Details

Accession Number:
0000717724-12-000047
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-27 16:16:12
Reporting Period:
2012-09-25
Filing Date:
2012-09-27
Accepted Time:
2012-09-27 16:16:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1498301 Ascena Retail Group Inc. ASNA Retail-Apparel & Accessory Stores (5600) 300641353
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1234440 John Usdan C/O Ascena Retail Group, Inc.
30 Dunnigan Drive
Suffern NY 10901
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Acquisiton 2012-09-25 13,600 $3.54 17,600 No 4 M Direct
Common Acquisiton 2012-09-25 20,000 $11.65 37,600 No 4 M Direct
Common Disposition 2012-09-25 33,600 $21.42 4,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Option to Buy Disposition 2012-09-25 13,600 $0.00 13,600 $3.54
Common Option to Buy Disposition 2012-09-25 20,000 $0.00 20,000 $11.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-11-19 2013-11-19 No 4 M Direct
0 2007-11-29 2016-11-29 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Option to Buy $7.50 2009-09-18 2018-09-18 20,000 20,000 Direct
Common Option To Buy $8.84 2010-09-24 2019-09-24 10,000 10,000 Direct
Common Open To Buy $11.70 2010-09-23 2020-09-23 20,000 20,000 Direct
Common Option to Buy $12.32 2012-09-22 2021-09-22 20,000 20,000 Direct
Common Restricted Stock Units $0.00 5,000 5,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2018-09-18 20,000 20,000 Direct
2019-09-24 10,000 10,000 Direct
2020-09-23 20,000 20,000 Direct
2021-09-22 20,000 20,000 Direct
5,000 5,000 Direct
Footnotes
  1. This transaction was executed in multiple trades ranging from $21.30 to $21.49. The price reported above reflects the weighted average sale price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer or a security holder of the issuer.
  2. Granted under the Company's 1995 Stock Option Plan.
  3. Granted under the Company's 2001 Stock Incentive Plan.
  4. Granted under the Company's 2010 Stock Incentove Plan
  5. Exercisable in three equal annual installments with the first installment on the date indicated
  6. Restricted stock units issued under the Company's 2010 Stock Incentive Plan
  7. These units vest in three equal installments on September 20, 2013, September 20, 2014 and September 20, 2015