Filing Details
- Accession Number:
- 0001127602-12-027021
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-26 13:37:09
- Reporting Period:
- 2012-09-25
- Filing Date:
- 2012-09-26
- Accepted Time:
- 2012-09-26 13:37:09
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550993 | D Randall Ponder | 2350 N. Sam Houston Parkway East Suite 125 Houston TX 77032 | Sr. Vice Pres. Of Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-25 | 5,420 | $17.75 | 28,332 | No | 4 | M | Indirect | by Randall D. and Pamela K. Ponder Joint Revocable Trust |
| Common Stock | Disposition | 2012-09-25 | 5,420 | $33.30 | 22,912 | No | 4 | S | Indirect | by Randall D. and Pamela K. Ponder Joint Revocable Trust |
| Common Stock | Acquisiton | 2012-09-25 | 84 | $31.15 | 2,337 | No | 4 | J | Indirect | by 401(k) Plan |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | by Randall D. and Pamela K. Ponder Joint Revocable Trust |
| No | 4 | S | Indirect | by Randall D. and Pamela K. Ponder Joint Revocable Trust |
| No | 4 | J | Indirect | by 401(k) Plan |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2012-09-25 | 5,420 | $0.00 | 5,420 | $17.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2006-12-08 | 2012-12-08 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,388 | Direct |
Footnotes
- The non-derivative securities indirectly owned by the Randall D. Ponder and Pamela K. Ponder Joint Revocable Trust were previously reported as directly owned by the reporting person.
- This transaction was executed in multiple trades at prices ranging from $33.29 to $33.31. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
- Purchased through the Company's 401(k) plan from June 1, 2012, through September 25, 2012. The information in this report is based on a plan statement dated September 25, 2012.
Billionaire Hedge Funds
