Filing Details
- Accession Number:
- 0000085535-12-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-25 19:53:27
- Reporting Period:
- 2012-09-21
- Filing Date:
- 2012-09-25
- Accepted Time:
- 2012-09-25 18:53:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 85535 | Royal Gold Inc | RGLD | Mineral Royalty Traders (6795) | 840835164 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1176489 | Karen Gross | 1660 Wynkoop Street Suite 1000 Denver CO 80202-1132 | Vp And Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-21 | 12,000 | $30.96 | 112,095 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-21 | 3,820 | $97.27 | 108,275 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2012-09-21 | 6,000 | $49.66 | 114,275 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-21 | 3,064 | $97.27 | 111,211 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2012-09-21 | 4,575 | $96.80 | 106,636 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-09-21 | 3,225 | $96.80 | 103,411 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2012-09-21 | 12,000 | $0.00 | 12,000 | $30.96 |
| Common Stock | Stock Appreciation Right | Disposition | 2012-09-21 | 6,000 | $0.00 | 6,000 | $49.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-11-05 | 2018-11-05 | No | 4 | M | Direct |
| 0 | 2011-11-17 | 2020-11-17 | No | 4 | M | Direct |
Footnotes
- Includes 22,001 shares of restricted stock that have not yet vested.
- This represents the difference between the number of SARs exercised (12,000) and the number of shares issued as a result of the exercise (8,180). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($97.27) and the exercise price ($30.96).
- This represents the difference between the number of SARs exercised (6,000) and the number of shares issued as a result of the exercise (2,936). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($97.27) and the exercise price ($49.66).
- The range of the weighted average sale price is $96.61 to $96.91.
Billionaire Hedge Funds
