Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2012-09-24 17:10:00
Reporting Period:
Filing Date:
Accepted Time:
2012-09-24 17:10:00
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1045829 Vanguard Health Systems Inc VHS Hospital & Medical Service Plans (6324) 621698183
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1520040 J. Joseph Mullany 20 Burton Hills Boulevard
Suite 100
Nashville TN 37215
Svp-Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-20 17,500 $0.00 65,464 No 4 A Direct
Common Stock Disposition 2012-09-20 956 $11.81 64,508 No 4 F Direct
Common Stock Acquisiton 2012-09-21 10,427 $2.80 74,935 No 4 M Direct
Common Stock Disposition 2012-09-21 10,427 $11.88 64,508 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2012-09-21 10,427 $2.80 10,427 $2.80
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
93,845 2006-09-19 2015-09-19 No 4 M Direct
  1. Represents common stock underlying 17,500 restricted stock units which shall vest in four equal installments on the first, second, third and fourth anniversaries of the 09/20/2012 grant date (or earlier upon a change of control).
  2. The price shown is the weighted average price for multiple transactions within a price range of $11.82 to $11.94 per share. Upon request, the reporting person will undertake to provide full information regarding the number of shares sold at each separate price.