Filing Details
- Accession Number:
- 0001140361-12-041220
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 19:11:29
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 19:11:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1494213 | Dean Hatton | C/O Higher One Holdings, Inc. 115 Munson Street New Haven CT 06511 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2012-09-12 | 75,000 | $0.29 | 136,005 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-12 | 180,000 | $0.67 | 316,005 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-12 | 75,000 | $1.34 | 391,005 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2012-09-12 | 58,749 | $2.67 | 449,754 | No | 4 | M | Direct | |
Common Stock | Disposition | 2012-09-20 | 90,000 | $13.12 | 359,754 | No | 4 | S | Direct | |
Common Stock | Disposition | 2012-09-21 | 48,961 | $13.20 | 310,793 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-12 | 75,000 | $0.00 | 75,000 | $0.29 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-12 | 180,000 | $0.00 | 180,000 | $0.67 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-12 | 75,000 | $0.00 | 75,000 | $1.34 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2012-09-12 | 58,749 | $0.00 | 58,749 | $2.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-03-03 | 2014-03-02 | No | 4 | M | Direct |
0 | 2009-01-17 | 2016-01-16 | No | 4 | M | Direct |
0 | 2010-01-23 | 2017-01-22 | No | 4 | M | Direct |
0 | 2010-12-07 | 2017-12-17 | No | 4 | M | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 10, 2012.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.00 and $13.21. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $13.07 and $13.31. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.