Filing Details

Accession Number:
0000882184-12-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-21 17:05:09
Reporting Period:
2012-09-19
Filing Date:
2012-09-21
Accepted Time:
2012-09-21 17:05:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
882184 Horton D R Inc DHI Operative Builders (1531) 752386963
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197200 J Donald Tomnitz 301 Commerce Street
Suite 500
Fort Worth, TX 76102
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-19 160,000 $14.50 1,229,739 No 4 M Direct
Common Stock Acquisiton 2012-09-19 120,000 $9.03 1,349,739 No 4 M Direct
Common Stock Acquisiton 2012-09-19 66,667 $9.97 1,416,406 No 4 M Direct
Common Stock Disposition 2012-09-19 346,667 $22.01 1,069,739 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2012-09-19 160,000 $0.00 160,000 $14.50
Common Stock Employee Stock Option (right to buy) Disposition 2012-09-19 120,000 $0.00 120,000 $9.03
Common Stock Employee Stock Option (right to buy) Disposition 2012-09-19 66,667 $0.00 66,667 $9.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,000 2009-02-11 2018-02-11 No 4 M Direct
80,000 2010-02-09 2019-02-09 No 4 M Direct
133,333 2012-09-02 2021-09-02 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,568 Indirect Held by IRA of Mr. Tomnitz's spouse.
Footnotes
  1. The price reported in Column 4 is a weighted average price. The prices actually ranged from $22.00 to $22.05. The reporting person has provided to the issuer and will provide any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price withing the range.
  2. Following all transactions listed on this Form 4, Mr. Tomnitz owns directly 1,069,739 shares of DHI common stock and owns indirectly 20,568 shares of DHI common stock.
  3. Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of February 11. February 11, 2009 reflects the one-year anniversary date from the date of the stock option grant.
  4. Stock option has a 10-year term, vested as to 20% of the option grant amount on each of the first five anniversary dates of February 9. February 9, 2010 reflects the one-year anniversary date from the date of the stock option grant.
  5. Stock option has a 10-year term, vested as to 33 1/3% of the option grant amount on each of the first three anniversary dates of September 2. September 2, 2012 reflects the one-year anniversary date from the date of the stock option grant.