Filing Details
- Accession Number:
- 0001011034-12-000188
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-21 12:20:46
- Reporting Period:
- 2012-09-19
- Filing Date:
- 2012-09-21
- Accepted Time:
- 2012-09-21 12:20:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1011509 | Golden Minerals Co | AUMN | Gold And Silver Ores (1040) | 841363747 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1520861 | Sentient Global Resources Fund Iv, L.p. | Landmark Square, 64 Earth Close West Bay Beach South George Town, Grand Cayman E9 KY1-1107 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-19 | 1,365,794 | $0.00 | 4,483,944 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants | Acquisiton | 2012-09-19 | 682,897 | $0.00 | 682,897 | $8.42 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 682,897 | 2013-03-20 | 2017-09-19 | No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,118,150 | Direct |
Footnotes
- The $5.4625 Price per Unit consists of one share of common stock and one warrant to purchase one-half share at an exercise price of $8.42 per full share of common stock.
- Warrant acquired as part of Units at a Unit price of $5.4625. Each Unit consists of one share of common stock and a warrant to purchase one-half share of common stock at an exercise price of $8.42 per full share of common stock.
Billionaire Hedge Funds
