Filing Details

Accession Number:
0001181431-12-051659
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-20 20:06:36
Reporting Period:
2012-09-14
Filing Date:
2012-09-20
Accepted Time:
2012-09-20 20:06:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1418862 Kior Inc KIOR Industrial Organic Chemicals (2860) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1545802 Roger W. Lyle 13001 Bay Park Road
Pasadena TX 77057
Svp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2012-09-14 25,000 $0.00 28,229 No 4 M Direct
Class A Common Stock Disposition 2012-09-18 6,893 $8.37 21,236 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Restricted Stock Unit Disposition 2012-09-14 25,000 $0.00 25,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
100,000 No 4 M Direct
Footnotes
  1. Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock of the issuer.
  2. The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
  3. The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $7.93 to $8.60, inclusive.
  4. These restricted stock units were acquired September 14, 2011 as part of a total award of 125,000 restricted stock units, as reported on the reporting person's Form 3 filed on March 30, 2012. One fifth of such restricted stock units vested on September 14, 2012, and the remainder will vest in equal annual installments on September 14 of each of 2013, 2014, 2015 and 2016.