Filing Details

Accession Number:
0001209191-12-046322
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-20 16:56:05
Reporting Period:
2012-09-18
Filing Date:
2012-09-20
Accepted Time:
2012-09-20 16:56:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1156041 Houston American Energy Corp HUSA Crude Petroleum & Natural Gas (1311) 760675953
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1337431 Brett Hendrickson 2305 Cedar Springs Rd., Suite 420
Dallas TX 75201
No No Yes No
1541055 Nokomis Capital, L.l.c. 2305 Cedar Springs Rd., Suite 420
Dallas TX 75201
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Disposition 2012-09-18 15,294 $1.17 2,080,385 No 4 S Indirect See Footnote
Common Stock, $0.001 Par Value Disposition 2012-09-19 26,471 $1.16 2,053,914 No 4 S Indirect See Footnote
Common Stock, $0.001 Par Value Disposition 2012-09-20 16,100 $1.16 2,037,814 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.19,inclusive. The reporting person undertakes to provide to Houston American Energy Corp. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
  2. The filing of this Form 4 shall not be construed as an admission that Nokomis Capital, L.L.C. ("Nokomis Capital") or Brett Hendrickson, the manager of Nokomis Capital, is or was for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise the beneficial owner of any of the Common Stock, $0.001 par value (the "Common Stock"), of the Issuer purchased by certain private investment funds and manged accounts advised by Nokomis Capital (collectively, the "Nokomis Accounts"). Pursuant to Rule 16a-1, both Nokomis Capital and Mr. Hendrickson disclaim such beneficial ownership.
  3. Nokomis Capital holds indirectly 3,924,606 shares of Common Stock of the Issuer through the Nokomis Accounts, for which Nokomis Capital is the Investment Manager. Such shares of Common Stock consist of (i) 2,037,814 shares of Common Stock and (ii) warrants exercisable to purchase 1,886,792 shares of Common Stock. Brett Hendrickson reports the Common Stock held indirectly by Nokomis Capital because, as the manager of Nokomis Capital at the time of purchase, he controlled the disposition and voting of the securities.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.14 to $1.19,inclusive. The reporting person undertakes to provide to Houston American Energy Corp. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (4) to this Form 4.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.11 to $1.18,inclusive. The reporting person undertakes to provide to Houston American Energy Corp. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (5) to this Form 4.