Filing Details

Accession Number:
0001181431-12-051578
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-20 16:06:38
Reporting Period:
2012-09-19
Filing Date:
2012-09-20
Accepted Time:
2012-09-20 16:06:38
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1032793 Iii B Mortimer Fuller 66 Field Point Road
Greenwich CT 06830
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value Disposition 2012-09-19 233,996 $61.84 16,853 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock, $.01 Par Value 5,996 Indirect By wife
Class B Common Stock, $.01 Par Value 1,124,863 Direct
Class B Common Stock $.01 Par Value 5,748 Indirect By wife
Class B Common Stock, $.01 Par Value 98,675 Indirect By Grantor Retained Annuity Trust
Footnotes
  1. Price is net of the underwriting discount pursuant to the registered underwritten public offering of Class A Common Stock, par value $0.01 per share, of Genesee & Wyoming Inc. pursuant to which Mr. Fuller sold an aggregate of 233,996 shares of Class A Common Stock as a selling shareholder.
  2. These shares are held by Mr. Fuller's wife. Mr. Fuller disclaims beneficial ownership of these shares.
  3. This Class B Common Stock is not registered pursuant to Section 12 of the Act. However, each share of Class B Common Stock is freely convertible into one share of Class A Common Stock.
  4. These shares are held in a Grantor Retained Annuity Trust, of which Mr. Fuller is the trustee.