Filing Details

Accession Number:
0001127602-12-026735
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2012-09-20 11:09:22
Reporting Period:
2012-06-01
Filing Date:
2012-09-20
Accepted Time:
2012-09-20 11:09:22
Original Submission Date:
2012-09-18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
7332 Southwestern Energy Co SWN Crude Petroleum & Natural Gas (1311) 710205415
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1382983 D John Thaeler Suite 125
2350 N. Sam Houston Parkway East
Houston TX 77032
Former Sr. Vice Pres. Of Sub No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-06-01 11,880 $0.00 178,781 No 4 D Direct
Common Stock Acquisiton 2012-09-14 10,640 $2.64 189,421 No 4 M Direct
Common Stock Acquisiton 2012-09-14 3,146 $17.75 192,567 No 4 M Direct
Common Stock Acquisiton 2012-09-14 17,237 $20.34 209,804 No 4 M Direct
Common Stock Acquisiton 2012-09-14 13,001 $27.18 222,805 No 4 M Direct
Common Stock Acquisiton 2012-09-14 14,050 $30.68 236,855 No 4 M Direct
Common Stock Disposition 2012-09-14 100,000 $36.20 136,855 No 4 S Direct
Common Stock Acquisiton 2012-09-14 168 $30.30 28,684 No 4 J Indirect By 401(k) Plan
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 J Indirect By 401(k) Plan
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2012-09-14 10,640 $0.00 10,640 $2.65
Common Stock Stock Options (Right to Buy) Disposition 2012-09-14 3,146 $0.00 3,146 $17.75
Common Stock Stock Options (Right to Buy) Disposition 2012-09-14 17,237 $0.00 17,237 $20.34
Common Stock Stock Options (Right to Buy) Disposition 2012-09-14 13,001 $0.00 13,001 $27.18
Common Stock Stock Options (Right to Buy) Disposition 2012-09-14 14,050 $0.00 14,050 $30.68
Common Stock Phantom Stock Disposition 2012-09-14 27,702 $35.09 27,702 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-12-10 2013-12-10 No 4 M Direct
0 2006-12-08 2012-12-08 No 4 M Direct
0 2007-12-11 2013-12-11 No 4 M Direct
0 2008-12-13 2014-12-13 No 4 M Direct
0 2009-12-11 2015-12-11 No 4 M Direct
0 No 4 J Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $36.02 to $36.43. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
  2. This Form 4/A is being filed to correct an error on the Form 4 filed September 18, 2012, and to accurately disclose the number of securities beneficially owned by the reporting person in Column 5.
  3. Purchased through the Company's 401(k) Plan from December 8, 2011, thru June 12, 2012. The information in this report is based on a plan statement dated September 14, 2012.
  4. Each share of phantom stock currently held in the Southwestern Energy Company Nonqualified Retirement Plan (the "NQ Plan") represents the right to receive the economic equivalent of one share of Southwestern Energy Company common stock.
  5. Nonqualified Retirement Plan intra-plan transfer out of the Company stock fund and into a new investment fund.
  6. Shares of phantom stock are payable in cash following termination of the reporting person's employment with Southwestern Energy Company. The reporting person may transfer his phantom stock account into an alternative investment account at any time.