Filing Details

Accession Number:
0001140361-12-040893
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-18 18:55:28
Reporting Period:
2012-09-14
Filing Date:
2012-09-18
Accepted Time:
2012-09-18 18:55:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
864683 Cyberonics Inc CYBX Electromedical & Electrotherapeutic Apparatus (3845) 760236465
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1400857 Jeffrey Daniel Moore 100 Cyberonics Blvd
Houston TX 77058
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-14 2,508 $0.00 211,061 No 4 F Direct
Common Stock Disposition 2012-09-14 3,344 $0.00 207,717 No 4 F Direct
Common Stock Disposition 2012-09-14 2,146 $0.00 205,571 No 4 F Direct
Common Stock Acquisiton 2012-09-17 4,000 $14.72 209,571 No 4 P Direct
Common Stock Disposition 2012-09-17 7,000 $50.45 202,571 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 F Direct
No 4 F Direct
No 4 P Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option to purchase common stock Acquisiton 2012-09-17 4,000 $14.72 4,000 $14.72
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
263,226 2019-06-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,630 Indirect Daniel J. Moore 2011 GRAT I
Common Stock 35,630 Indirect Grace M. Moore 2011 GRAT I
Common Stock 14,370 Indirect Grace M. Moore
Common Stock 57,183 Indirect Moore Family 2012 Gift Trust
Footnotes
  1. The referenced shares were withheld from distribution at the request of Reporting Person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the September 15, 2012 vesting of 6,880 shares of restricted stock.
  2. The referenced shares were withheld from distribution at the request of Reporting Person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the September 15, 2012 vesting of 9,174 shares of restricted stock.
  3. The referenced shares were withheld from distribution at the request of Reporting Person. Such shares were forfeited and the associated value was used to offset the tax liability associated with the September 15, 2012 vesting of 5,887 shares of restricted stock.
  4. Represents weighted average selling price. Securities were sold through approximately 36 separate sales on the transaction date at prices ranging from $50.01 to $50.77. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer the full information regarding the number of shares and prices at which the transaction was effected.
  5. Shares sold pursuant to a Rule 10b5-1 Plan.
  6. Reporting Person was granted an option to purchase 40,760 shares of common stock on June 8, 2009. The option is fully vested and expires June 8, 2019. The option was subject to certain vesting and forfeiture requirements in accordance with the terms of the applicable Stock Option Agreement.