Filing Details
- Accession Number:
- 0001088825-12-000113
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 18:40:14
- Reporting Period:
- 2012-09-15
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 18:40:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1088825 | Tivo Inc | TIVO | Cable & Other Pay Television Services (4841) | 770463167 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1365551 | Nancy Kato | 2160 Gold Street Alviso CA 95002 | Sr. Vp Human Resources | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2012-09-15 | 5,602 | $9.84 | 187,192 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-09-15 | 6,302 | $9.84 | 180,890 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2012-09-17 | 7,198 | $9.84 | 173,692 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-17 | 6,398 | $9.84 | 167,294 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- These shares have been surrendered to the Company to pay taxes applicable to the vesting of restricted stock.
- The beneficial holdings include 2,802 shares purchased through the Employee Stock Purchase Plan on 6/29/12.
- This was an automatic disposition of shares pursuant to a 10b5-1 plan, as defined under the Securities Exchange Act of 1934, as amended.
- Averages Sales Price - Actual sale prices range from $9.79 - $9.92. The reporting person will provide, upon request, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
