Filing Details
- Accession Number:
- 0001209191-12-045968
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-18 16:33:51
- Reporting Period:
- 2012-09-14
- Filing Date:
- 2012-09-18
- Accepted Time:
- 2012-09-18 16:33:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1267097 | Trw Automotive Holdings Corp | TRW | Motor Vehicle Parts & Accessories (3714) | 810597059 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1136562 | C John Plant | 12001 Tech Center Drive Livonia MI 48150 | Chairman, President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-14 | 30,000 | $30.00 | 352,882 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-14 | 30,000 | $48.00 | 322,882 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-09-14 | 30,000 | $0.00 | 30,000 | $30.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 65,000 | 2013-02-28 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 41,673 | Indirect | By GRAT |
| Common Stock | 26,654 | Indirect | By Trust |
| Common Stock | 53,327 | Indirect | By Spouse's GRAT |
| Common Stock | 246,880 | Indirect | By Family Trust |
| Common Stock | 6,625 | Indirect | By 401(k) Plan |
Footnotes
- The number indicated in column 5 reflects transactions between Mr. Plant and his Grantor Retained Annuity Trusts ("GRATs") for which Mr. Plant is the trustee, resulting in a net transfer to Mr. Plant of 3,175 shares.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 22, 2012.
- The number indicated in column 5 reflects the net transfer to Mr. Plant of 3,175 shares as referenced in footnote 1 as well as a GRAT transfer of 26,654 shares to a separate trust.
- The option vested and became exercisable in five equal installments on February 28, 2004, 2005, 2006, 2007 and 2008.
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