Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
0001181431-12-051051
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-18 16:33:13
Reporting Period:
2012-09-14
Filing Date:
2012-09-18
Accepted Time:
2012-09-18 16:33:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199039 A Mark Stevens C/o Sequoia Capital
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2012-09-14 59,884 $9.40 2,500,226 No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
Common Shares Disposition 2012-09-14 3,093 $9.40 129,094 No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
Common Shares Disposition 2012-09-14 655 $9.40 27,384 No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 40,000 Indirect By Third Millennium Trust
Footnotes
  1. The Reporting Person and his wife are co-trustees of The Third Millennium Trust, which is a non-managing member of SCGF III Management, LLC ("SCGF LLC"), which is the general partner of each of Sequoia Capital Growth Fund III AIV, LP and Sequoia Capital Growth Partners III, LP, and the managing member of Sequoia Capital Growth III Principals Fund LLC (collectively, the "Sequoia Funds"). The Reporting Person disclaims beneficial ownership of the securities held by SCGF LLC and the Sequoia Funds except to the extent of his pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  2. The shares are held by The Third Millennium Trust, of which the Reporting Person and his wife are co-trustees.