Filing Details

Accession Number:
0001181431-12-050813
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-17 17:07:48
Reporting Period:
2012-09-13
Filing Date:
2012-09-17
Accepted Time:
2012-09-17 17:07:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878526 Natus Medical Inc BABY Electromedical & Electrotherapeutic Apparatus (3845) 770154833
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1243159 J Steven Murphy C/O Natus Medical Incorporated
1501 Industrial Road
San Carlos CA 94070
Vice President Finance And Cfo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Per Share Acquisiton 2012-09-13 25,000 $3.45 102,810 No 4 M Direct
Common Stock, $0.001 Par Value Per Share Disposition 2012-09-13 6,873 $12.69 95,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Incentive Stock Option (Right to Buy) Disposition 2012-09-13 25,000 $0.00 25,000 $3.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2003-03-31 2012-11-12 No 4 M Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $12.67 to $12.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. Vested as to 12.5% of the shares subject to the option on March 31, 2003 and as to 1/48th of the shares subject to the option each month thereafter.