Filing Details

Accession Number:
0001209191-12-045638
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-14 22:22:06
Reporting Period:
2012-09-12
Filing Date:
2012-09-14
Accepted Time:
2012-09-14 21:22:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383729 Fusion-Io Inc. FIO Computer Storage Devices (3572) 204232255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1521966 C. Rick White C/O Fusion-Io, Inc.
2855 E. Cottonwood Pkwy, Suite 100
Salt Lake City UT 84121
Chief Marketing Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-14 103,785 $30.09 2,792,687 No 4 S Indirect by West Coast VC, LLC
Common Stock Acquisiton 2012-09-14 103,793 $0.65 103,793 No 4 M Direct
Common Stock Disposition 2012-09-14 103,793 $30.09 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect by West Coast VC, LLC
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee stock option (right to buy) Acquisiton 2012-09-12 42,500 $0.00 42,500 $28.61
Common Stock Restricted Stock Units Acquisiton 2012-09-12 42,500 $0.00 42,500 $0.00
Common Stock Employee stock option (right to buy) Disposition 2012-09-14 103,793 $0.00 103,793 $0.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
42,500 2019-09-11 No 4 A Direct
42,500 No 4 A Direct
1,406,562 2019-06-01 No 4 D Direct
Footnotes
  1. Pursuant to a Rule 10b5-1 trading plan established by West Coast VC, LLC.
  2. This price represents the weighted average sale price for various open-market sales through a broker-dealer ranging from $30.00 per share to $30.44 per share. Full information regarding the number of shares sold at each price will be provided upon request from the SEC, the Issuer or a security holder.
  3. West Coast VC, LLC is indirectly owned by Mr. White and his spouse. Mr. White disclaims beneficial ownership of the shares held by West Coast VC, LLC except as to the extent of his pecuniary interest therein.
  4. Pursuant to a Rule 10b5-1 trading plan established by the Reporting Person.
  5. The option becomes exercisable as to 1/12th of the shares subject to the option one month from the vesting commencement date of January 1, 2016, and 1/12th of the shares each month thereafter, subject to the Reporting Person's continued service.
  6. The award vests as to 1/4th of the shares subject to the award on February 15, 2016, and 1/4th of the shares subject to the award vest quarterly thereafter, subject to the Reporting Persons continued service.
  7. Not applicable.
  8. 1/48 of the shares subject to the option become vested and exercisable each month from April 3, 2009, subject to the Reporting Person's continued service to the Issuer.