Filing Details

Accession Number:
0001518715-12-000017
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-14 16:34:46
Reporting Period:
2012-09-10
Filing Date:
2012-09-14
Accepted Time:
2012-09-14 16:34:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1518715 Homestreet Inc. HMST Savings Institutions, Not Federally Chartered (6036) 910186600
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1529656 A Patricia Leach 601 Union Street, Suite 2000
Seattle WA 98101
Evp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-10 2,002 $1.50 11,413 No 4 M Direct
Common Stock Disposition 2012-09-10 2,002 $35.26 9,411 No 4 S Direct
Common Stock Acquisiton 2012-09-12 2,798 $1.50 12,209 No 4 M Direct
Common Stock Disposition 2012-09-12 2,798 $34.59 9,411 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right To Buy) Disposition 2012-09-10 2,002 $0.00 2,002 $1.50
Common Stock Employee Stock Option (Right To Buy) Disposition 2012-09-12 2,798 $0.00 2,798 $1.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,398 2020-11-29 No 4 M Direct
1,600 2020-11-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,601 Indirect HomeStreet, Inc. 401(k) Savings Plan
Footnotes
  1. In June 2012, the reporting person acquired 782.615 shares of HomeStreet, Inc. common stock under the HomeStreet, Inc. Employee Stock Ownership Plan pursuant to an annual distribution and diversification of plan shares.
  2. These shares were previously held in the HomeStreet Inc. Employee Stock Ownership Plan, which merged into the HomeStreet, Inc. 401(k) Savings Plan, or 401(k) Plan, on July 26, 2012. Participants in HomeStreet, Inc.'s 401(k) Savings Plan have the authority to direct voting of shares they hold through the 401(k) Plan.
  3. The option, representing a right to purchase a total of 6,400 shares, becomes exercisable by its terms 25% on the date of grant (November 29, 2010), 25% on the earlier of the first anniversary of the date of grant or upon a capital raise by the issuer, 25% on the earlier of the second anniversary of the date of grant or the lifting of a cease and desist order related to HomeStreet Bank that was in place at the time of the grant, and 25% on the third anniversary of the date of grant. As of the date of exercise of this option, it was vested as to 75%.