Filing Details
- Accession Number:
- 0001181431-12-050342
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-13 16:30:40
- Reporting Period:
- 2012-09-11
- Filing Date:
- 2012-09-13
- Accepted Time:
- 2012-09-13 16:30:40
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1199039 | A Mark Stevens | C/O Sequoia Capital 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2012-09-11 | 47,055 | $9.45 | 2,607,165 | No | 4 | S | Indirect | By Sequoia Capital Growth Fund III AIV, LP |
| Common Shares | Disposition | 2012-09-11 | 2,430 | $9.45 | 134,617 | No | 4 | S | Indirect | By Sequoia Capital Growth III Principals Fund LLC |
| Common Shares | Disposition | 2012-09-11 | 515 | $9.45 | 28,554 | No | 4 | S | Indirect | By Sequoia Capital Growth Partners III, LP |
| Common Shares | Disposition | 2012-09-12 | 47,055 | $9.45 | 2,560,110 | No | 4 | S | Indirect | By Sequoia Capital Growth Fund III AIV, LP |
| Common Shares | Disposition | 2012-09-12 | 2,430 | $9.45 | 132,187 | No | 4 | S | Indirect | By Sequoia Capital Growth III Principals Fund LLC |
| Common Shares | Disposition | 2012-09-12 | 515 | $9.45 | 28,039 | No | 4 | S | Indirect | By Sequoia Capital Growth Partners III, LP |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By Sequoia Capital Growth Fund III AIV, LP |
| No | 4 | S | Indirect | By Sequoia Capital Growth III Principals Fund LLC |
| No | 4 | S | Indirect | By Sequoia Capital Growth Partners III, LP |
| No | 4 | S | Indirect | By Sequoia Capital Growth Fund III AIV, LP |
| No | 4 | S | Indirect | By Sequoia Capital Growth III Principals Fund LLC |
| No | 4 | S | Indirect | By Sequoia Capital Growth Partners III, LP |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 40,000 | Indirect | By Third Millennium Trust |
Footnotes
- The Reporting Person and his wife are co-trustees of The Third Millennium Trust, which is a non-managing member of SCGF III Management, LLC ("SCGF LLC"), which is the general partner of each of Sequoia Capital Growth Fund III AIV, LP and Sequoia Capital Growth Partners III, LP, and the managing member of Sequoia Capital Growth III Principals Fund LLC (collectively, the "Sequoia Funds"). The Reporting Person disclaims beneficial ownership of the securities held by SCGF LLC and the Sequoia Funds except to the extent of his pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
- The shares are held by The Third Millennium Trust, of which the Reporting Person and his wife are co-trustees.
Billionaire Hedge Funds
