Filing Details

Accession Number:
0001164727-12-000071
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-13 13:26:28
Reporting Period:
2012-09-11
Filing Date:
2012-09-13
Accepted Time:
2012-09-13 13:26:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1164727 Newmont Mining Corp NEM Gold And Silver Ores (1040) 841611629
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1515674 A. David Ottewell 6363 South Fiddlers Green Circle
Greenwood Village CO 80111
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock $1.60 Par Value Acquisiton 2012-09-11 3,250 $45.16 16,801 No 4 M Direct
Common Stock $1.60 Par Value Disposition 2012-09-11 3,250 $52.17 13,551 No 4 S Direct
Common Stock $1.60 Par Value Acquisiton 2012-09-11 6,000 $42.06 19,551 No 4 M Direct
Common Stock $1.60 Par Value Disposition 2012-09-11 6,000 $52.05 13,551 No 4 S Direct
Common Stock $1.60 Par Value Acquisiton 2012-09-11 9,000 $44.49 22,551 No 4 M Direct
Common Stock $1.60 Par Value Disposition 2012-09-11 9,000 $52.24 13,551 No 4 S Direct
Common Stock $1.60 Par Value Acquisiton 2012-09-11 6,498 $39.95 20,049 No 4 M Direct
Common Stock $1.60 Par Value Disposition 2012-09-11 6,498 $52.14 13,551 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2012-09-11 3,250 $0.00 3,250 $45.16
Common Stock Stock Option (right to buy) Disposition 2012-09-11 6,000 $0.00 6,000 $42.06
Common Stock Stock Option (right to buy) Disposition 2012-09-11 9,000 $0.00 9,000 $44.49
Common Stock Stock Option (right to buy) Disposition 2012-09-11 6,498 $0.00 6,498 $39.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2015-10-26 No 4 M Direct
0 2017-04-30 No 4 M Direct
0 2018-04-28 No 4 M Direct
0 2019-05-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock $1.60 Par Value 1,432 Indirect By 401(k) Plan
Footnotes
  1. This transaction was executed in multiple trades at prices of $52.10 to $52.23. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  2. This transaction was executed in multiple trades at prices of $51.98 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  3. This transaction was executed in multiple trades at prices of $52.185 to $52.25. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  4. This transaction was executed in multiple trades at prices of $52.10 to $52.17. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
  5. As of August 30, 2012, the reporting person held 1,432 shares of Newmont Mining common stock in his 401(k) Plan.
  6. The option vested in three equal annual installments beginning October 26, 2006.
  7. The option vested in three equal annual installments beginning April 30, 2008.
  8. The option vested in three equal annual installments beginning April 28, 2009.
  9. The option vested in three equal annual installments beginning May 4, 2010.