Filing Details

Accession Number:
0001140361-12-040210
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-12 22:08:06
Reporting Period:
2012-09-10
Filing Date:
2012-09-12
Accepted Time:
2012-09-12 21:08:06
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1486800 Higher One Holdings Inc. ONE Services-Business Services, Nec (7389) 263025501
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1494213 Dean Hatton C/O Higher One Holdings, Inc.
115 Munson Street
New Haven CT 06511
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-09-10 20,000 $12.44 223,005 No 4 S Direct
Common Stock Disposition 2012-09-10 20,000 $12.45 1,386 No 4 S Indirect by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children
Common Stock Disposition 2012-09-10 20,000 $12.44 105,000 No 4 S Indirect by the Dean W. Hatton GRAT of 2011
Common Stock Disposition 2012-09-11 25,000 $12.70 198,005 No 4 S Direct
Common Stock Disposition 2012-09-11 1,386 $12.55 0 No 4 S Indirect by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children
Common Stock Disposition 2012-09-11 25,000 $12.70 80,000 No 4 S Indirect by the Dean W. Hatton GRAT of 2011
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Indirect by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children
No 4 S Indirect by the Dean W. Hatton GRAT of 2011
No 4 S Direct
No 4 S Indirect by the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children
No 4 S Indirect by the Dean W. Hatton GRAT of 2011
Footnotes
  1. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.26 and $12.66. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  2. The Dean W. Hatton GRAT expired pursuant to its terms and, upon expiration, 177,534 shares were transferred to Dean Hatton directly and 21,386 shares were transferred to the Dean Hatton TTEE TR DTD 06/10/10 FBO Hatton Children.
  3. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.38 and $12.94. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  4. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.40 and $12.62. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
  5. The price represents the weighted average sale price of multiple transactions on the reported date at prices between $12.40 and $12.92. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.