Filing Details
- Accession Number:
- 0001209191-12-045329
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-12 18:39:47
- Reporting Period:
- 2012-09-10
- Filing Date:
- 2012-09-12
- Accepted Time:
- 2012-09-12 18:39:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1092796 | Smith & Wesson Holding Corp | SWHC | Ordnance & Accessories, (No Vehicles/Guided Missiles) (3480) | 870543688 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1537544 | Peter Mark Smith | 2100 Roosevelt Avenue Springfield MA 01104 | See Remarks. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-10 | 6,667 | $3.57 | 6,667 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-10 | 10,000 | $3.92 | 16,667 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2012-09-10 | 6,667 | $4.59 | 23,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-10 | 8,080 | $10.45 | 15,254 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 1,224 | $10.46 | 14,030 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 2,700 | $10.47 | 11,330 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 100 | $10.48 | 11,230 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 5,000 | $10.48 | 6,230 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 4,730 | $10.49 | 1,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 900 | $10.49 | 600 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-10 | 600 | $10.49 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-10 | 6,667 | $0.00 | 6,667 | $3.57 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-10 | 10,000 | $0.00 | 10,000 | $3.92 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-10 | 6,667 | $0.00 | 6,667 | $4.59 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 13,333 | 2021-07-12 | No | 4 | M | Direct | |
| 5,000 | 2020-08-02 | No | 4 | M | Direct | |
| 3,333 | 2020-05-03 | No | 4 | M | Direct |
Footnotes
- One-third of the total number of options granted on July 12, 2011 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
- One-third of the total number of options granted on August 2, 2010 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
- One-third of the total number of options granted on May 3, 2010 vested or shall vest and became or shall become exercisable on each of the first, second, and third anniversary of the date of grant.
Billionaire Hedge Funds
