Filing Details
- Accession Number:
- 0001127602-12-026198
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-12 14:27:44
- Reporting Period:
- 2012-09-12
- Filing Date:
- 2012-09-12
- Accepted Time:
- 2012-09-12 14:27:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 822416 | Pultegroup Inc | PHM | Operative Builders (1531) | 382766606 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1510778 | Patrick Beirne | 6400 South Fiddler'S Green Circle Ste 1320 Greenwood Village CO 80111 | Area President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-12 | 40,000 | $11.40 | 154,942 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.56 | 149,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.55 | 144,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.52 | 139,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.52 | 134,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.55 | 129,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.58 | 124,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.51 | 119,942 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2012-09-12 | 5,000 | $15.51 | 114,942 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2012-09-12 | 40,000 | $0.00 | 40,000 | $11.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-12-12 | 2012-12-12 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Units | 33,329 | Indirect | via 401(k) |
Footnotes
- Represents units of the PulteGroup, Inc. Stock Fund (the Fund) of the PulteGroup, Inc. 401(k) Plan. The Fund consists of cash and Common Stock in amounts that vary from time to time. From 2/1/2012 to 8/31/2012 the reporting person had contributions totalling 1,219.122 units and a required withdrawal of 1.916 units due to the plan not meeting certain non-discrimination requirements. The reporting person's units represent 71,262.553 shares of PulteGroup, Inc. Common Stock held in the Fund as of 08/31/2012.
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