Filing Details

Accession Number:
0001077771-12-000055
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-11 12:50:55
Reporting Period:
2012-09-10
Filing Date:
2012-09-11
Accepted Time:
2012-09-11 12:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1077771 Umpqua Holdings Corp UMPQ Savings Institution, Federally Chartered (6035) 931261319
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1462349 D Colin Eccles One Sw Columbia Street, Suite 1200
Portland OR 97258
Evp/Cio No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-10 12,000 $9.01 53,122 No 4 M Direct
Common Stock Disposition 2012-09-10 12,000 $12.96 41,122 No 4 S Direct
Common Stock Acquisiton 2012-09-10 8,000 $12.46 49,122 No 4 M Direct
Common Stock Disposition 2012-09-10 8,000 $12.96 41,122 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-09-10 12,000 $12.96 20,000 $9.01
Common Stock Non-Qualified Stock Option (right to buy) Disposition 2012-09-10 8,000 $12.96 20,000 $12.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
8,000 2010-01-20 2019-01-20 No 4 M Direct
12,000 2011-03-04 2020-03-03 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Non-Qualified Stock Option (right to buy) $10.97 2014-01-31 2021-01-30 11,500 11,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-30 11,500 11,500 Direct
Footnotes
  1. Option granted 1/21/09. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  2. Option granted 3/04/10. Beginning on the first anniversary of the grant date, the options vest 20% per year for five years.
  3. Option granted 1/31/2011. The options vest three years following the grant date to the extent that the issuer's total shareholder return achieves specified targets as compared with the KRXTR regional bank stock index.