Filing Details

Accession Number:
0001209191-12-044878
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 16:32:12
Reporting Period:
2012-03-26
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 16:32:12
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
731766 Unitedhealth Group Inc UNH Hospital & Medical Service Plans (6324) 411321939
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1287920 Gail Boudreaux C/O Unitedhealth Group
9900 Bren Road East
Minnetonka MN 55343
Evp & Ceo, Unitedhealthcare No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-03-26 2,771 $0.00 0 No 4 G Indirect by 2011-M Annuity Trust
Common Stock Acquisiton 2012-03-26 2,771 $0.00 209,992 No 4 G Direct
Common Stock Acquisiton 2012-09-07 2,771 $55.03 207,221 No 4 S Direct
Common Stock Acquisiton 2012-09-07 32,275 $33.94 239,496 No 4 M Direct
Common Stock Disposition 2012-09-07 25,217 $54.89 214,279 No 4 F Direct
Common Stock Acquisiton 2012-09-07 28,280 $29.74 242,559 No 4 M Direct
Common Stock Disposition 2012-09-07 20,856 $54.89 221,703 No 4 F Direct
Common Stock Disposition 2012-09-07 49,606 $54.91 172,097 No 4 S Direct
Common Stock Disposition 2012-09-07 12,229 $54.95 0 No 4 S Indirect by Insurance Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Indirect by 2011-M Annuity Trust
No 4 G Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Indirect by Insurance Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2012-09-07 32,275 $0.00 32,275 $33.94
Common Stock Stock Appreciation Rights Disposition 2012-09-07 28,280 $0.00 28,280 $29.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-06-05 2018-06-05 No 4 M Direct
28,280 2012-02-03 2019-02-23 No 4 M Direct
Footnotes
  1. Includes shares received through UnitedHealth Group Incorporated's Employee Stock Purchase Plan.
  2. This transaction was executed in multiple trades ranging from $55.00 to $55.06 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  3. This transaction was executed in multiple trades ranging from $54.88 to $54.985 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  4. This transaction was executed in multiple trades ranging from $54.91 to $55.02 per share. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
  5. The stock appreciation rights vest at a rate of 25% annually on June 5 from the years 2009 through 2012.
  6. The stock appreciation rights vest at a rate of 25% annually on February 3 from the years 2010 through 2013.