Filing Details

Accession Number:
0001225208-12-019304
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 15:46:55
Reporting Period:
2012-09-06
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 15:46:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
39368 Fuller H B Co FUL Adhesives & Sealants (2891) 410268370
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1205441 C James Mccreary 1200 Willow Lake Boulevard
P.o. Box 64683
St. Paul MN 55164-0683
Vp And Corp. Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2012-09-06 5,000 $13.65 30,329 No 4 M Direct
Common Stock Disposition 2012-09-06 5,000 $32.00 25,329 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right-to-Buy) Disposition 2012-09-06 5,000 $0.00 5,000 $13.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
10,244 2013-12-03 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,622 Indirect By 401(k) Plan
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (Right-to-Buy) $22.27 2021-01-20 9,205 9,205 Direct
Common Stock Employee Stock Option (Right-to-Buy) $28.40 2022-01-26 8,307 8,307 Direct
Common Stock Employee Stock Option (Right-to-Buy) $16.02 2015-12-01 16,776 16,776 Direct
Common Stock Employee Stock Option (Right-to-Buy) $14.49 2014-12-02 18,348 18,348 Direct
Common Stock Employee Stock Option (Right-to-Buy) $20.57 2019-12-03 9,259 9,259 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.79 2016-12-04 9,646 9,646 Direct
Common Stock Employee Stock Option (Right-to-Buy) $14.15 2018-12-04 16,822 16,822 Direct
Common Stock Employee Stock Option (Right-to-Buy) $26.65 2017-12-06 8,520 8,520 Direct
Common Stock Phantom Units $0.00 2,846 2,846 Direct
Common Stock Phantom Units $0.00 1988-08-08 3,412 3,412 Direct
Common Stock Restricted Stock Units $0.00 2014-01-20 2,583 2,583 Direct
Common Stock Restricted Stock Units $0.00 2015-01-26 3,357 3,357 Direct
Common Stock Restricted Stock Units $0.00 2012-12-03 1,341 1,341 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-01-20 9,205 9,205 Direct
2022-01-26 8,307 8,307 Direct
2015-12-01 16,776 16,776 Direct
2014-12-02 18,348 18,348 Direct
2019-12-03 9,259 9,259 Direct
2016-12-04 9,646 9,646 Direct
2018-12-04 16,822 16,822 Direct
2017-12-06 8,520 8,520 Direct
2,846 2,846 Direct
1988-08-08 3,412 3,412 Direct
2014-01-20 2,583 2,583 Direct
2015-01-26 3,357 3,357 Direct
2012-12-03 1,341 1,341 Direct
Footnotes
  1. Amended and Restated 2000 Stock Incentive Plan: 8,506 restricted shares were awarded pursuant to H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan. This amount includes 2,499 restricted shares that vested effective December 4, 2009; 2,134 restricted shares that vested effective December 6, 2010; and 3,873 restricted shares that vested effective December 4, 2011. Total amount also includes restricted shares acquired pursuant to a dividend accrual feature of the Amended and Restated 2000 Stock Incentive Plan.
  2. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2012.
  3. 401(k) Plan: This amount includes shares and dividends acquired pursuant to the H.B.Fuller Company 401(k) & Retirement Plan.
  4. 2000 Stock Incentive Plan: This option is 100% vested.
  5. Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 20, 2012.
  6. Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on January 26, 2013.
  7. Amended and Restated 2000 Stock Incentive Plan: This option vests in three equal annual installments beginning on December 3, 2010.
  8. Amended and Restated 2000 Stock Incentive Plan: This option is 100% vested.
  9. Amended and Restated 2000 Stock Incentive Plan: This option vests in four equal annual installments beginning on December 4, 2009.
  10. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock on a 1-for-1 basis.
  11. Deferred Compensation Plan: These units (acquired after 12-31-04) convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant, subject to holding periods required by law.
  12. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount (acquired after 12-31-04) includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
  13. Deferred Compensation Plan: These units convert into shares of common stock on a 1-for-1 basis.
  14. Deferred Compensation Plan: These units convert into shares of common stock upon the earlier of certain termination events as specified in the Key Employee Deferred Compensation Plan or such earlier date as selected by the participant.
  15. Key Employee Deferred Compensation Plan Dividend Reinvestment: This amount includes stock units acquired pursuant to a dividend equivalent feature of the Key Employees' Deferred Compensation Plan.
  16. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units convert into shares of common stock on a 1-for-1 basis.
  17. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 20, 2012.
  18. Amended and Restated 2000 Stock Incentive Plan: These restricted units include stock units acquired pursuant to a dividend equivalent reinvestment feature of H.B. Fuller Company's Amended and Restated 2000 Stock Incentive Plan.
  19. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on January 26, 2013.
  20. Amended and Restated 2000 Stock Incentive Plan: These restricted stock units vest in three equal annual installments beginning on December 3, 2010.