Filing Details

Accession Number:
0000914317-12-001312
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 13:50:55
Reporting Period:
2012-09-06
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 12:50:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
33533 Espey Mfg & Electronics Corp ESP Electronic Components, Nec (3679) 141387171
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1469113 Francis Mark Pierre St 6 Canopy Lane
Ballston Lake NY 12019
President/ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - $.33 1/3 Par Value Acquisiton 2012-09-06 150 $26.21 350 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock - $.33 1/3 Par Value 1,610 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option $15.95 2011-08-03 2019-08-03 2,500 0 Direct
Common Stock Stock Option $19.20 2012-08-19 2020-08-19 4,000 0 Direct
Common Stock Stock Option $25.10 2013-08-26 2021-08-26 4,000 0 Direct
Common Stock Stock Option $25.18 2014-06-01 2022-06-01 4,000 14,500 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-08-03 2,500 0 Direct
2020-08-19 4,000 0 Direct
2021-08-26 4,000 0 Direct
2022-06-01 4,000 14,500 Direct
Footnotes
  1. IRA Account
  2. ESOP Trust. The total number of shares includes shares which have been allocated to the Reporting Person's account in the Espey Mfg. & Electronics Corp. Employee Retirement Plan and Trust since 6/1/2012 the date the Reporting Person's last filed Form 4.