Filing Details

Accession Number:
0001019361-12-000014
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 12:30:01
Reporting Period:
2012-08-30
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 12:30:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1019361 Rofin Sinar Technologies Inc RSTI Miscellaneous Electrical Machinery, Equipment & Supplies (3690) 383306461
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1427794 Ulrich Hefter Dieselstrabe 15
Bergkirchen 2M 85232
Cto No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock - Rsti Acquisiton 2012-08-30 30,000 $4.90 30,000 No 4 A Direct
Common Stock - Rofin-Sinar Technologies Inc. Disposition 2012-08-30 10,000 $21.12 20,000 No 4 S Direct
Common Stock - Rofin-Sinar Technologies Inc. Disposition 2012-08-30 10,000 $21.16 10,000 No 4 S Direct
Common Stock - Rofin-Sinar Technologies Inc. Disposition 2012-08-30 10,000 $21.25 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock - Rsti Employee Stock Option right to buy Acquisiton 2012-08-30 30,000 $4.90 30,000 $4.90
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $16.36 0 $16.36
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $17.11 0 $17.11
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $26.05 0 $26.05
Common Stock - Rsti Employee Stock Option right to buy Acquisiton 2012-08-30 0 $28.50 0 $28.50
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $40.20 0 $40.20
Common Stock - Rsti Employee Stock Option right to buy Acquisiton 2012-08-30 0 $15.04 0 $15.04
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $22.83 0 $22.83
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $35.19 0 $35.19
Common Stock - Rsti Employee Stock Option Right to Buy Acquisiton 2012-08-30 0 $25.95 0 $25.95
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2004-03-20 2013-03-20 No 4 A Direct
30,000 2005-03-18 2014-03-18 No 4 P Direct
30,000 2006-03-17 2015-03-17 No 4 H Direct
40,000 2007-03-16 2016-03-16 No 4 H Direct
50,000 2008-03-15 2017-03-15 No 4 H Direct
25,000 2009-03-19 2018-03-19 No 4 H Direct
25,000 2010-03-18 2019-03-18 No 4 H Direct
25,000 2011-03-17 2020-03-17 No 4 H Direct
25,000 2012-03-16 2021-03-16 No 4 H Direct
25,000 2013-03-15 2022-03-15 No 4 H Direct
Footnotes
  1. Shares were exercised under the Rofin-Sinar Technologies Inc. Equity Incentive Plan (the Plan). Shares were purchased at the exercise price and then sold at the market price on the same day.
  2. Value represents the exercise price of the shares granted under the plan.
  3. Grants to purchase shares of common stock under the Plan are exercisable in 20% increments on each of the first five anniversaries of the date of grant and expire following the tenth anniversary of the date of grant.
  4. Number represents the number of remaining outstanding shares under the particular grant date.
  5. No transaction being reported at this time - only reporting holdings as of this date.
  6. Number represents the number of available shares remaining under the particular grant date. 20,000 shares are currently vested and exercisable and the remaining 5,000 shares have not yet vested. None of these shares are beneficially owned yet.
  7. Number represents the number of available shares remaining under the particular grant date. 15,000 shares are currently vested and exercisable and the remaining 10,000 shares have not yet vested. None of these shares are beneficially owned yet.
  8. Number represents the number of available shares remaining under the particular grant date. 10,000 shares are currently vested and exercisable and the remaining 15,000 shares have not yet vested. None of these shares are beneficially owned yet.
  9. Number represents the number of available shares remaining under the particular grant date. 5,000 shares are currently vested and exercisable and the remaining 20,000 shares have not yet vested. None of these shares are beneficially owned yet.
  10. Number represents the number of available shares remaining under the particular grant date. Shares are not yet vested or beneficially owned, only outstanding under the plan.