Filing Details

Accession Number:
0001415889-12-001356
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-10 10:09:33
Reporting Period:
2012-08-31
Filing Date:
2012-09-10
Accepted Time:
2012-09-10 10:09:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1093207 Crossroads Systems Inc CRDS Computer Peripheral Equipment, Nec (3577) 742846643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1444250 Ltd Management Global Compass
South Church Street
Georgetown, Grand Cayman E9
No No No No
1540683 Sr. L. Thomas Wallace 795 Ridge Lake Blvd
Suite 106
Memphis TN 38120
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2012-08-31 100,000 $3.90 738,750 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Footnotes
  1. 1. The reported securities consist of (i) 707,500 shares (the "Fund Shares") of common stock of the issuer held by Compass Global Fund, LTD ("Fund"), and 31,250 shares of common stock of the issuer held by Thomas L. Wallace. Fund is a share class of Compass Global Management, LTD. Mr. Wallace, as a Director and Manager of Compass, shares voting and dispositive power over the shares held by Fund. Mr. Wallace disclaims beneficial ownership of the Fund Securities (except to the extent of any pecuniary interest therein), and this report shall not be deemed an admission that he is the beneficial owner of such securities for any purpose.