Filing Details
- Accession Number:
- 0001181431-12-049363
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2012-09-07 18:20:10
- Reporting Period:
- 2012-09-06
- Filing Date:
- 2012-09-07
- Accepted Time:
- 2012-09-07 18:20:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 798354 | Fiserv Inc | FISV | Services-Computer Processing & Data Preparation (7374) | 391506125 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 945827 | F Donald Dillon | 255 Fiserv Drive Brookfield WI 53045 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2012-09-06 | 101,109 | $30.99 | 1,859,013 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-06 | 101,109 | $72.59 | 1,757,904 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-07 | 520 | $30.76 | 1,758,424 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-07 | 520 | $72.96 | 1,757,904 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-07 | 9,970 | $30.76 | 1,767,874 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-07 | 9,970 | $72.98 | 1,757,904 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-07 | 403 | $39.67 | 1,758,307 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-07 | 403 | $72.95 | 1,757,904 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2012-09-07 | 447 | $35.79 | 1,758,351 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2012-09-07 | 447 | $72.94 | 1,757,904 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-06 | 101,109 | $0.00 | 101,109 | $30.99 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-07 | 520 | $0.00 | 520 | $30.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-07 | 9,970 | $0.00 | 9,970 | $30.76 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-07 | 403 | $0.00 | 403 | $39.67 |
| Common Stock | Stock Option (right to buy) | Disposition | 2012-09-07 | 447 | $0.00 | 447 | $35.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2003-02-11 | 2013-02-11 | No | 4 | M | Direct |
| 0 | 2004-05-20 | 2013-05-20 | No | 4 | M | Direct |
| 0 | 2004-05-20 | 2013-05-20 | No | 4 | M | Direct |
| 0 | 2004-08-19 | 2013-08-19 | No | 4 | M | Direct |
| 0 | 2004-11-19 | 2013-11-19 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 133,750 | Indirect | By Trust |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $72.45 to $72.84. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $72.78 to $73.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $72.75 to $73.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $72.75 to $73.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $72.76 to $73.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- By the Dillon Foundation of which Mr. Dillon serves as a trustee.
- The option vested in 5 equal annual installments beginning February 11, 2003 and is due to expire February 11, 2013.
- The option vested in 5 equal annual installments beginning May 20, 2004 and is due to expire May 20, 2013.
- The option vested in 5 equal annual installments beginning May 20, 2004 and is due to expire May 20, 2013.
- The option vested in 5 equal annual installments beginning August 19, 2004 and is due to expire August 19, 2013.
- The option vested in 5 equal annual installments beginning November 19, 2004 and is due to expire November 19, 2013.
Billionaire Hedge Funds
