Filing Details

Accession Number:
0001181431-12-049289
Form Type:
4
Zero Holdings:
No
Publication Time:
2012-09-07 16:46:56
Reporting Period:
2012-09-05
Filing Date:
2012-09-07
Accepted Time:
2012-09-07 16:46:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1387467 Alpha & Omega Semiconductor Ltd AOSL Semiconductors & Related Devices (3674) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1199039 A Mark Stevens C/O Sequoia Capital
3000 Sand Hill Road, 4-250
Menlo Park CA 94025
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Disposition 2012-09-05 15,530 $9.67 2,696,586 No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
Common Shares Disposition 2012-09-05 805 $9.67 139,239 No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
Common Shares Disposition 2012-09-05 169 $9.67 29,526 No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Common Shares Disposition 2012-09-06 34,418 $9.76 2,662,168 No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
Common Shares Disposition 2012-09-06 1,779 $9.76 137,460 No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
Common Shares Disposition 2012-09-06 373 $9.76 29,153 No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
No 4 S Indirect By Sequoia Capital Growth Partners III, LP
No 4 S Indirect By Sequoia Capital Growth Fund III AIV, LP
No 4 S Indirect By Sequoia Capital Growth III Principals Fund LLC
No 4 S Indirect By Sequoia Capital Growth Partners III, LP
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Shares 40,000 Indirect By Third Millennium Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.47 to $9.72, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.40 to $9.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
  3. The Reporting Person and his wife are co-trustees of The Third Millennium Trust, which is a non-managing member of SCGF III Management, LLC ("SCGF LLC"), which is the general partner of each of Sequoia Capital Growth Fund III AIV, LP and Sequoia Capital Growth Partners III, LP, and the managing member of Sequoia Capital Growth III Principals Fund LLC (collectively, the "Sequoia Funds"). The Reporting Person disclaims beneficial ownership of the securities held by SCGF LLC and the Sequoia Funds except to the extent of his pecuniary interests therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose.
  4. The shares are held by The Third Millennium Trust, of which the Reporting Person and his wife are co-trustees.